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Selecting one or more jurisdictions limits your search to individuals or firms registered with the securities regulatory authority in the specified province or territory.
The category options for individuals specify the roles individuals are registered as and permitted to do. The category options for firms specify what products their representatives are permitted to advise on or sell.
Full category details are listed in Part 2 Categories of registration for individuals and Part 7 Categories of registration for firmsin National Instrument 31-103 Registration Requirements and Exemptions.National Instrument 31-103 is available on various CSA members’ websites.
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